Our Services

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Independent audits designed to give carriers, brokers, and MGAs confidence in their delegated authority operations. Our audits assess:

• Underwriting controls and file quality
• Claims handling oversight
• Regulatory compliance (FCA, CBI, Lloyd’s, local regimes)
• Sanctions, AML & financial crime controls
• Bordereaux reporting, data quality & MI
• Premium funds, trust accounts & cash handling
• Outsourcing arrangements and governance
• Conduct risk and customer outcomes

We provide clear findings, pragmatic remediation actions, and a roadmap for stronger delegated authority governance.

Complete, reliable compliance leadership for insurance intermediaries. Ideal for brokers, MGAs, and coverholders who need:

• A named outsourced Compliance Officer
• Regulatory guidance and day-to-day support
• Compliance frameworks and policies
• Monitoring programmes & board reporting
• Support with FCA/CBI returns & regulatory interactions
• Conduct, complaints, training & competence oversight
• Risk assessments and governance enhancement

Whether short-term or long-term, we integrate seamlessly into your operation — delivering independence, clarity, and accountability.

Flexible compliance support for regulated entities of all sizes. This includes:

• Regulatory gap analysis
• Licensing & regulatory permissions
• Policy drafting (AML, conduct, outsourcing, governance, etc.)
• Compliance monitoring
• Bordereaux oversight & operational governance
• Risk registers, controls mapping & MI
• Distribution chain oversight
• Due diligence on partners and third parties

When acquiring or investing in an MGA, broker, or intermediary, we conduct detailed compliance assessments covering:

• Licence and permissions analysis
• Compliance culture & governance
• Financial crime controls
• Conduct risk exposure
• Regulatory history
• Operational resilience
• Delegated authority arrangements
• Key-person dependencies
• Future regulatory risk exposure

Our reports support decision-makers with clear, actionable insight.